Description:
The key duties of the position include
At ASIC, you can be the change that ensures a fair, strong and efficient financial system for the benefit of all Australians. Contribute to delivering on ASIC's purpose, vision, and strategic priorities to help maintain the integrity of the financial system and protect consumers from harm.
As an experienced Senior Investigator you will play a pivotal role in leading initial inquiries, early intervention, compliance or other activities as required for investigation and enforcement action in the superannuation and insurance sectors.
- Sydney and Melbourne location preferred - all locations considered
- $147,074 - $162,634 + 15.4% Superannuation
- Permanent position
- Applications close at 11:59pm AEDT 19 February 2025
The team
ASIC's Enforcement and Compliance Group (ECG) is responsible for the conduct of ASIC's initial inquiries, compliance and enforcement work across all sectors excluding markets. The ECG comprises Investigation and Enforcement Action, Enforcement Inquiries and Compliance, Enforcement Services and Enforcement Policy and Practice.
The Enforcement Inquiries and Compliance function is focused on the management of referral processes, the conduct of initial inquiries to assess potential misconduct, compliance activity, and referral of misconduct to other enforcement teams for enforcement action.
The role
As a Senior Investigator , you will act for ASIC in in the identification and investigation of misconduct in the superannuation and insurance sectors.
You will be responsible for:
- Identifying relevant matters and accelerating ASIC's understanding of misconduct.
- Collaborating with regulatory teams to aid in the early identification of serious or systemic misconduct within the superannuation and insurance sectors.
- Identifying appropriate regulatory responses to misconduct in line with ASIC's enforcement and strategic priorities.
- Planning and managing the conduct of early inquiries and investigations in the superannuation and insurance sectors.
- Scoping the inquiries required to understand the misconduct in more detail.
- Employing a range of evidence gathering techniques including issuing statutory notices, interviewing witnesses and undertaking document review using electronic tools.
About you
With your significant experience in a senior role that involved investigation, case management, project management or detection of misconduct in the superannuation and/or insurance sectors, you will have the technical expertise to oversee key compliance and investigation matters ensuring impactful outcomes. Your experience includes strong writing and drafting skills and the ability to communicate verbally in a clear and persuasive manner.
You will also demonstrate:
- Understanding of the law, practice and policy relating to the Corporations Act, Superannuation Industry (Supervision) Act 1993 (Cth), Insurance Contracts Act 1984 (Cth), ASIC Act and other relevant financial services legislation.
- Strong analytical skills including experience analysing large amounts of data and the use of ASIC data systems and information-gathering sources and techniques.
- Tertiary qualifications in commerce, accounting, criminology, law, or other relevant discipline.
View the position description for more information or click 'apply' to start your application.
Applications close at 11:59pm, 19 February 2025.
About ASIC
ASIC's remit is one of the broadest of regulators across the world. ASIC regulates corporations, markets, financial services and consumer credit and monitors and promotes market integrity and consumer protection in the Australian financial system. Through our enforcement work, we hold to account those who contravene the law, working to achieve strong outcomes that address the greatest consumer and investor harms.
ASIC is committed to a providing a diverse and inclusive workplace where the very best talent in Australia chooses to work. Indigenous Australians are encouraged to apply as well as applicants from all backgrounds and with different abilities.
We offer a range of employee benefits including:
- Attractive superannuation
- Additional leave entitlements
- 50/50 hybrid work-from home model
- Flexible work arrangements
- Assistance for study and professional development
To read more about ASIC, you can visit our website or review our Corporate Plan .
To work with us, you need to be an Australian citizen and be prepared to complete an ASIC Suitability and Baseline Assessment.
15 Feb 2025;
from:
uworkin.com