Description:
Our client specialises in wealth management to high-net-worth individuals and organisations. and are expanding their Compliance team to support their Advisors. This is a rare opportunity to apply your paraplanning or advisory experience and build a career in Compliance.This role will work with an experienced Manager with a long career in Advice and will receive invaluable training and mentoring. The overarching function to enhancement of their regulatory framework, however on a day-to-day basis partnering with the Advisors and forming risk-appropriate solutions.
Key Responsibilities:
- Support the Compliance Manager with the annual compliance program and related initiatives
- Contribute to internal committees) and policies, procedures, and systems
- Assist with compliance reviews, audits, and risk assessments.
- Provide quality assurance testing
- Minimum of three years' experience in the Australian financial planning market
- Resilient and outgoing high-touch style
- Strong attention to detail and ability to prioritise tasks
- Excellent communication and problem-solving skills
- Ability to work both independently and collaboratively
This is a Sydney based role with 3 days in the CBD. Only candidates with Australian financial planning experience will be considered.
26 Mar 2025;
from:
uworkin.com