Description:
TMGM stands at the forefront of online trading and investment services, proudly serving as Chelsea FC's Official Regional Online Forex and Trading Partner in Asia Pacific. With a global presence and offices spanning three continents, TMGM has earned its reputation as a trusted CFD trading provider. We embody excellence through a commitment to regulatory compliance, technological innovation, and unparalleled customer service.We are looking for a Compliance Officer who will be responsible for the application, management and maintenance of overseas licenses. Reporting directly to the Compliance Manager, the incumbent will play a pivotal role in ensuring compliance with relevant regulations and standards.
Responsibilities:
- Manage regulatory and licensing matters, including licencing application, variation and related licensing reporting requirements.
- Serve as the primary point of contact for all compliance-related inquiries and issues pertaining to the licenses under management.
- Support internal and external audits, as well as regulatory reviews, by providing necessary documentation and information.
- Stay updated on changes in regulations and ensure compliance with applicable laws and regulations.
- Collaborate with cross-functional teams to develop and implement compliance policies, procedures, and controls.
- Conduct periodic compliance assessments and reviews to identify areas for improvement and implement remedial actions as necessary.
- Assist in the resolution of compliance issues, including the investigation of potential breaches and the implementation of corrective measures.
- Ad-hoc duties as requested.
- Bachelor's degree in finance, law or related field. Advanced degree preferred
- Minimum of two years of experience in compliance or legal roles, preferably in the financial services industry.
- Strong proficiency in Microsoft Office suite.
- Strong attention to detail and organizational skills.
- Excellent communication and interpersonal abilities.
- Ability to multitask and prioritize tasks effectively.
- Celebrate your tenure with us! Receive generous milestone anniversary gifts that grow with each year of service
- Join a vibrant workplace culture with fantastic team-building activities, fostering camaraderie and collaboration among colleagues
- Prioritize your well-being! Access our Flexible Spending Account (FSA) for various health and wellness needs
- We support you during difficult times. Receive one additional paid day off for each occasion of family bereavement
- Cherish life's milestones. Enjoy paid time off for your marriage occasion
- Welcome your newest family member with a special gift!
- Invest in your growth! Access annual training opportunities tailored to your role
4 Mar 2025;
from:
linkedin.com